Elliott Cove Capital Management is committed to safeguarding the interests of our clients, customers and employees in the event of an emergency or significant business disruption. This Business Continuity Plan Disclosure summarizes our efforts to mitigate risks inherent with unforeseen business interruptions. Our comprehensive Business Continuity Plan (BCP) is designed to enable us to meet our existing obligations to our clients and customers, even in the event of an emergency or significant business disruption, as quickly as possible given the scope and severity of the disruption. The BCP is intended to comply with the rules promulgated by the regulatory entities that govern our businesses, which includes the Securities and Exchange Commission (SEC) and states of Washington, Alaska and Idaho.
While we operate principally out of a single facility, we have established a number of processes that assure all mission critical operations can be restored quickly using back up systems and facilities. Our BCP addresses:
Significant business disruptions can vary in their scope, such as affecting only our office location, the business district we are located in, the city where we are located, or the entire region. Within each of these areas the severity of the disruption can also vary from minimal to severe. In a disruption to only our location, we will transfer our operations to a local site when needed. In a disruption affecting our business district, city or region, we will transfer our operations to a site available to us outside the affected area and recover and resume business. In any of these situations our intent is to safeguard our client’s data and assets and to restore critical operations as quickly as possible.